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Formative Concepts (Philosophical vs. Religious) Concept of World: Micro- & Macro- cosm Yin-Yang & Five Elements Symbols of I Ching Mysticism: Lao-tzu & Chuang-tzu Wu-wei & Vital Principle
The Immortals Path to Heaven Books of Edification Search for Longevity Methods of Inner Contemplation Visualization of the Gods of the Body
Visualization of the Heavenly Bodies & Planets Breathing Techques & Gymnastics Embryonic Breathing Guiding the Breath Sexual Practices Alchemy
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TAOISM

Formative Concepts of Taoism (Philosophical and Religious)
It has become customary to distinguish the Taoism of the philosophers of the fourth and third centuries BCE from the religious Taoism that presumably appeared in the second and third centuries of our era. In Chinese the former is call Tao-chia (Doka in Japanese) and the latter, Tao-chiao (Dokyo). This distinction was often accompanied by a value judgment wherein much profundity was attributed to the philosophical authors, while religious Taoism was perceived as a mixture of superstition and magic. Recent studies have attempted to rectify this relatively simplistic view. The complex development of religious Taoism gave birth to numerous "schools" or currents, which were in general rather open, despite the esoteric character of their teachings. Some of these currents were very scholarly and erudite; others came closer to the popular milieus from which the "superstitious". aspects of their practices were derived. But all, in different ways. claimed the patronage of the ancient philosophers.

In its development, religious Taoism did not break with the fundamental conceptions of the philosophers. Although it remains true that these concepts were much transformed. The various Taoist currents shared the quest for longevity, even immortality; it was only their methods that distinguished them. While the ancient philosophers were not unaware of the physiological methods of "cultivating the vital principle," they had recourse mainly to mysticism and ecstasy for escape from this base world. The different schools of later Taoism taught a wide variety of medical, hygienic, alchemical, or magical recipes that, in the end, aimed at attaining the same result.

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Conception of the World: Macrocosm and Microcosm. To understand Taoist theories and practices, one must first understand what the Taoists regarded as the general principles governing the world and man. One should also note that the ancient Chinese did not have the same conception as we do of the body and soul-or, more accurately, of souls-and of their relationship to each other.

According to ancient Chinese cosmology, the world was governed by a set of fundamental notions related to unity and multiplicity, space and time, and microcosm and macrocosm. The concepts of tao and te were not specific to Taoism but belonged to all currents of Chinese thought. Literally, tao means "road," or "way." There are many derivative meanings: "way to follow, method, utterance, doctrine," and "rule of conduct." Tao was also the efficacious power of kings and magicians who knew how to make the three spheres of the world-Heaven, Earth, and Man-communicate with one another. In cosmology the t'ien-tao ("way of Heaven") was the natural order as it manifests itself through the circulation of the sun and, more generally, through the movement of the celestial vault. The royal tao (wang-tao) existed solely for the sovereign in order that he might ritually restore the natural order of heavenly tao, which was constantly threatened by disorder. In case of catastrophe such as drought or flood, the sovereign was held responsible and had to expiate either his own sins or those of the world. In this way his virtue (te or tao-te) was manifested.

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Yin-Yang and Five Elements. The original meanings of yin and yang seem to refer to the shaded and sunny slopes of mountains, respectively. Eventually, the two terms came to describe the two antithetical and complementary aspects of the Tao as natural order: a shady aspect and a luminous aspect; a cold, passive aspect and a warm, active aspect; and finally, the feminine aspect and the masculine aspect. The terms are therefore relative classificatory headings only; anyone thing can be either yin or yang in relation to another. These two notions played a fundamental role in all philosophical, scientific, and religious thought. The same applies to the "five elements," or "five phases"(wu-hsing) theory as it appeared in the Hung-fan (Great Norm), a treatise inserted in the Shu ching (Classic of History). Here the elements were presented as related to numbers: (1) water, (2) fire, (3) wood, (4) metal, and (5) earth. These were not merely substances or chemical phenomena but represented instead the principal cosmic forces or influences and classificatory headings. All phenomena-seasons, directions, flavors, foodstuffs, the viscera of the body, human activities, and so forth-could be classified under one or another of the Five Phases. Earth was central and neutral; the four other elements corresponded to the four directions and to the four seasons and were further classified as either yin or yang. Thus, spring and summer were both yang and corresponded, respectively, to wood and east, fire and south; fall and winter were yin and corresponded to metal and west, water and north. In addition, the elements were symbolized by the five fundamental colors: water is equated with black, fire with red, wood with green, metal with white, and earth with yellow. Added to this symbolism were four animals, which often appeared in representations of sacred space: the dragon to the east, the red bird to the south, the white tiger to the west, and the tortoise, enlaced by a snake, to the north.

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Symbols of I ching. The I ching, originally a manual of divination, became a philosophical treatise included in the Confucian classics as a result of the appendices that were added to it. Abundantly commented upon throughout history, it was much used by the Taoists, especially for the symbolic interpretation it received at the hands of Han commentators. The divinization of the I ching is founded on a series of symbols or diagrams formed by the combination of unbroken lines (representing yang) and broken lines (representing yin). When these lines are tiered three at a time, we obtain eight trigrams. The combination of any two of the trigrams yields one of the sixty-four possible hexagrams. Trigrams and hexagrams symbolized the totality of realities, the former in a more synthetic fashion and the latter in a more analytical fashion. By arranging them in a circle representing space and time, we readily see how yin and yang alternate, how one passes from a purely yang reality (Heaven, represented by the trigram or hexagram ch'ien) to a purely yin reality (earth, represented by the trigram or hexagram k'un). The other trigrams or hexagrams, composed of varying combinations of yin and yang, symbolized phenomena, situations, or intermediate times

Although the ancient Chinese availed themselves of many systems of correspondence and symbols to describe the universe, in general they conceived of the universe as a great hierarchical whole whose parts, spaces, and times corresponded to one another. However, nothing in this whole was static: all entities-man included-were subject to changes and transformations. Man was a little universe, a microcosm, a little "Heaven-earth." The system of classification based on the Yin- yang Five Elements theory made it possible to describe the microcosm and its harmony or disharmony by means of the rhythms of the outside world. A correct hygiene and a proper cultivation of the vital principle naturally required a perfect adaptation of the vital rhythms to those of the universe.

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Mysticism. The two main works of Taoism during the Warring States period, called the "period of the philosophers," were the Lao-tzu (Tao Te Ching) and the Chuang-tzu (I Ching). The authors are known to us only through legends. Lao-tzu (Lao Tan or Li Erh) was presumably an elder contemporary of Confucius. The two philosophers were said to have had a conversation in which Confucius assumed the part of the disciple. Toward the end of his life Lao Tan, who held the position of archivist at the Chou court, realized that the dynasty was sinking into decadence. Traveling west, he arrived at the pass of Hsien-ku, where he transmitted a "book of tao and te" to the guardian of the pass, Yin Hsi. Thereafter, he continued his travels and was never heard of again. The historian Ssu-ma Ch'ien (145?-90? BCE), attempting to explain the mysterious character of Lao-tzu, referred to him as a "hidden sage" who had fled the corrupt world to maintain his inner purity. Of the author of the Chuang- tzu, Chuang Chou, we know nothing, except that he lived in the fourth century BCE. It is stated that he re- fused the official posts offered him, preferring freedom to honors.

Both works are characterized by their emphasis on quietism and mysticism and by the metaphysical dimension they attribute to the Tao. As a primordial and eternal entity, the Tao exists before all visible things, including ti, the superior divinities of the official religion, such as Shang-ti ("lord on high") and T'ien-ti ("lord of heaven"). The Tao is beyond the grasp of the senses and is imperceptible. But from "nothingness" (wu) the visible world (yu) is born and particularized phenomena are produced. Tao is formless, limitless, and nameless: the term tao is not a name but a practical referent.

In the last chapter of the Chuang-tzu, which summarizes the doctrines of the foremost philosophers of antiquity, it is said that Lao-tzu belonged to the mystical current of thought and that his system of philosophy was founded on two concepts: that of an eternal principle devoid of all attributes and that of a supreme unity (t'ai-i). The Tao of the Taoist philosophers actually assumes many aspects. On the one hand, it is transcendent with respect to the world of phenomena, where diversity and change prevail; on the other hand, it becomes immanent as it manifests itself, penetrating the beings that it animates and orders. In the Tao-te ching, the Tao is a feminine principle, the mother of the world. It gives birth to all beings, and its te, or nourishing virtue, preserves them and brings them to maturity. In a famous passage, the Tao is called the "spirit of the valley" and the "mysterious female." The idea of femininity is linked to that of vacuity, symbolizing both the absence of perceptible qualities of the Tao and the mental emptiness of the sage.

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Wu-wei & Vital Principle. The Taoists in fact condemn all discursive knowledge, for, they maintain, it introduces multiplicity into the soul, which should, rather, "embrace Unity," that is, be unified in the Tao. This unity is preserved through the mastery of the senses and passions. The sense organs are conceived as apertures through which the vital principles escape if they are not controlled. The passions and emotions are a cause of depletion of vital and spiritual power. A certain amount of self-denial is advocated, but such aims at the harmonious use of the sense faculties, not as their suppression. The Taoist should be especially careful not to intervene in the course of things. This non-intervention is called wu-wei (nonaction), a term that suggests not absolute nonaction but an attitude of prudence and respect for the autonomy of other things. Through nonaction the Taoist does nothing other than conform to the Tao, which itself is "always without action but nevertheless brings about everything." The result is a universalistic ethic. The Taoist saint is not only a "good savior of men"; he rejects no entity and by his virtue alone attracts beings and converts them without their being aware of it. He simply lets them follow their natural spontaneity (tzu-jan).

Lao-tzu compares the power issuing from wu-wei to that of water; in the same way, he says, femininity far surpasses the manly virtues. Furthermore, he proposes that all aggressive action elicits a contrary balancing reaction, and that all energy that has developed to the point of exhaustion reverts to its initial tranquil state. Lao-tzu calls this the "return," which is the movement of Tao itself, the regulator of the rhythms and balances of nature. The knowledge of this law-the only knowledge deemed worthwhile-insures a serene illumination and spiritually places the sage outside the interplay of contradictions.

Mystical ecstasy is neither accessible to all Taoists nor permanent. A Taoist saint did not necessarily withdraw from the world, but he could at the same time be "outside the world" and live as an ordinary man among others. He could also be "internally a saint and externally a king"-the ideal of the ruler not only for the Taoists but for all Chinese thinkers. For Lao-tzu, the power of the king is exerted without his subjects being in the slightest aware of it.

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The Immortals. Chuang-tzu describes in poetic terms the immortals, whom he calls shen-jen ("divine men"). These immortals dwell on a certain mythical mountain. They abstain from eating cereals, feed on the wind and dew, and can operate in the air borne by the clouds or flying dragons. The early mythology of the immortals (hsien, hsien-jen, shen-hsien) developed independently of Taoism. The Shan-hai ching mentions, among the legendary peoples of the east, birdmen whose bodies were covered with feathers, and the commentary to the text states that they resembled the immortals. These are often called "feathered men" (yu-jen) because they were capable of flying like birds.

There are many Taoist hagiographic collections that describe hsien-jen as beings so fully identified with the universal life, with its diversity and fantastic character, that they could transform themselves at will and appear, disappear, and multiply themselves. It is said that, at the opportune moment, the immortal would announce his imminent disappearance and give himself the appearance of death. Although the immortal seemed dead and, indeed, was buried, upon opening his casket one found a stick, a sword, or a sandal. This "deliverance from the perishable corpse" (shih-chieh) was a technique of immortality through which the body was transmuted into an imperishable one. The Taoists came to distinguish many degrees of shih-chieh, more or less exalted, which led to different destinies. Thus the Taoist who succeeded in the "great accomplishment," which involved either the smelting of a sacred caldron as performed by Huang-ti (the Yellow Emperor) or the transmutation of alchemical cinnabar, would rise to the heavens in full light at midday. At this degree, the Taoist immortal transmutes himself into a being of light, as brilliant as the sun.

In ancient mythology, the immortals went to reside in paradisiacal countries. Later, theologians invented a series of heavens arranged hierarchically and administered by celestial servants of different ranks paralleling those of the imperial court. The destiny of the hsien-jen was to occupy a position in this transcendental bureaucracy, from which they would be exiled to this lowly world if they committed a fault. Nonetheless, the ancient legends concerning the countries of the blessed were not forgotten.

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Path to Heaven. For the Taoists, K'un-lun was a path leading to Heaven. It was made up of several stories representing the stages one had to ascend in order to be admitted into the spiritual hierarchy. One acquired, in succession, physical immortality-owing to the plants of immortality and the water of the River of Cinnabar that one crossed on the way-spiritual power, and finally the divine condition, as soon as one reached the abode of the Supreme Emperor, no doubt the Yellow Emperor. However, K'un-lun was primarily known as the abode of Hsi Wang Mu, Queen Mother of the West. She became the queen of the immortals, who, it was believed, frolicked in this mountain, riding dragons and geese.

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The Books of Edification: Shan-shu and Pao-chiian. While morality was never the most distinctive aspect of religious Taoism, it always played an important role in doctrine, especially in the circle of the Heavenly Masters. In the sect of Five Pecks of Rice of the Han dynasty, for instance, illness was considered a direct result of sin. Consequently many of the commentaries on the Tao-te ching were used as handbooks of morality, from which lists of precepts and interdictions supposed to have been enacted by Lao-tzu were drawn. Some, such as the Hsiang-erh chieh (Precepts Drawn from the Hsiang-erh Commentary), are still extant in the Taoist canon. The Precepts classified nine principles of conduct under three categories: (1) to practice wu-wei ("nonaction"), "weakness and suppleness," and the "conservation of one's feminine nature"; (2) to practice humility, benevolence, and quietude; and (3) to practice "nondesire," "contentment," and the "art of yielding." More specific were the Twelve Precepts of Lao-chon, taken from the Hua-hu ching. These prohibited meat, insults and curses, infidelity to one's word, theft, fornication, greed, hard heartedness, curiosity, idle talk, anger, and blood sacrifices.

The Taoists believed that at birth man was allotted a definite number of years and that the divinities responsible for human destinies kept a record of the actions of each individual. For each evil deed a specified number of years was subtracted from the original life span. The three principles of death, called the san-shih ("three worms"), were spies who dwelt in the Three Cinnabar Fields (three sectors of the body) and who at given times in the year reported to Heaven the sins of their host.

Under the influence of Buddhism, Taoism developed the notion of the afterlife whereby sinners must either undergo rebirth in nonhuman form or be condemned to suffer in the hells located under T'ai Shan or Feng-t'u. These hells were composed of series of tribunals similar to those of the imperial bureaucracy. In the temples, symbolic representations depicted the horrible punishments incurred by sinners.

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The Search for Longevity. Rather than being the exclusive prerogative of the Taoists, the ideal of longevity was deeply rooted in the Chinese tradition. Longevity, or at least living out one's allotted life span, was considered proof of sainthood. For the most part, the methods used to attain longevity centered on avoiding the depletion of vital spirits.

While the Taoists accepted the anatomy described by traditional Chinese medicine, they nonetheless held peculiar notions about physiology. They conceived of the body as a microcosm that incorporated the totality of the universe, that is, Heaven, earth, and the celestial bodies. In accordance with ancient symbolism, the head was round like Heaven, the feet were square like the earth, and the 360 joints represented the 360 days of the Chinese year, the eyes were the sun and moon, and the "five viscera" (lungs, heart, spleen, liver, and kidneys) represented the Five Elements and the Five Sacred Mountains. Universe within the universe, the body was often depicted as a mountain or a gourd, the Taoist symbol of the cosmos. Taoist cosmology holds that be- fore the beginning there existed a kind of cosmic energy, referred to as the yuan-ch'i ("primordial breath") and synonymous with the invisible and with the void. This primordial breath split into yin and yang, the gross and pure elements that, respectively, formed Heaven and earth. Each being hides within itself this primordial breath. Since its presence is needed to maintain life, and since its exhaustion brings about death, the goal of many Taoist practices was the preservation of the yuan-ch'i.

The most important elements in the body were considered the ch'i (breath, ether), ching (essence), and shen (spirit). Ch'i originally referred to the vapor emitted in the process of cooking rice but came to mean breath, the air that is inhaled, vital energy, or emanations. Ching signifies sifted, unadulterated rice, and by extension, the pure, subtle essence, concentration of the mind, and spermatic essence. Shen, which referred to sacred power, came to denote spirits, divinities, temples, and talismans. The Taoists believed that ch'i, ching, and shen were present throughout the body but were especially concentrated in the tan-t'ien (three "cinnabar fields"), the psychic centers in the head, heart, and just below the navel.

Although the Three Cinnabar Fields were centers of life, they were also inhabited by malevolent spirits called the "three corpses" or "three worms" (san-shih), whose main goal was to bring about death. Popular belief held that the san-shih left the body on specified days of the year in order to denounce their hosts to Ssu-ming (the god of destiny), who punished the transgressor by shortening his life span. Most Taoist practices and precepts aimed at both neutralizing the ruinous power of the "three worms" and preventing the three hun "souls" and the seven p'o "souls" from leaving the body. The hun, yang in nature, had a tendency to return to Heaven, whereas the p'o, which were yin, tried to return to earth. The departure of the souls from the body meant death. Thus, the Huai-nan-tzu describes the Taoist saint as one who preserves the hun and p'o souls through ataraxy and who avoids all agitation of the vital spirits. Ataraxy was attained by means of concentration and interior contemplation; vital spirits were pre- served with disciplines such as respiratory and gymnastic techniques, dietary practices, sexual hygiene and the absorption of mineral, vegetal, or alchemical drugs.

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Methods of Inner Contemplation. Perhaps the most important of the Taoist contemplative practices was that of shou-i ("preserving the One" or "meditating on the One"). Derived from the phrase pao-i ("to embrace the One") in Lao-tzu's Tao-te ching, shou-i came to represent many different methods of spiritual concentration. Although the One is identified with the Tao, hsu ("emptiness") and wu ("nonbeing"), it is at the same time understood as the cosmos, the mother, the matrix, the primordial breath, and the origin of all beings. Thus we read in the Lao-tzu: "The Tao gave birth to the One ...the One to the Three, and the Three to the Ten Thou- sand Things". According to a late Taoist definition, "to preserve the One" is to return to the origin, the root, and to unite with the Tao. This formula served to explain the oneness and multiplicity of the Tao.

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Visualization of the gods of the body. Each point and organ of the body possesses a subtle energy that the Taoists represented with a divinity. These divinities were arranged hierarchically into a celestial bureaucracy whose ranks, posts, and functions were as complex as those of the imperial bureaucracy on which it was modeled. The recitation of certain sacred texts and the simultaneous practice of visualization exercises served to actualize these divinities in the body. Famous works such as the Huang-t'ing ching (Book of the Yellow Court) and the Ta-tung chen-ching (Book of Great profundity) provide detailed information about the divinities, their personal names, their dress, their size, and so on. Besides the Three Ones, the most important divinities were those of the five viscera, who, according to the T'ai-p'ing ching, keep the registers of life and death. Through visualization the adept strives to have his name removed from the register of death and inscribed in that of life. The ritual recitation is often preceded by the exercises for "preserving the One."

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Visualization of the heavenly bodies and the planets. Another of the Taoist contemplative techniques is the visualization of the heavenly bodies and planets. The adept visualizes either the light of the heavenly bodies as they descend into his body or the inner light that he "preserves" in, or directs to, a particular point in his body (lien-hsing). These exercises make the adept's body progressively luminous like the heavenly bodies. The Pao-p'u-tzu describes the technique whereby the chen-jen ("perfect man") preserves and purifies his body. The sun and moon rise up to the head where they unite; the elixir, sweet as honey, then descends into the mouth; the adept swallows the elixir and sends it to the ming-men ("door of destiny") located in the navel, where he preserves it.

Visualization of circulation of the sun and moon within the adept's body corresponds exactly to their actual spatio-temporal course (daily, monthly, and annual). The sun and moon are often visualized according to the color of their radiance or in the guise of colored breaths, generally red or crimson for the sun and yellow for the moon. The visualization is also accomplished by the absorption of the rays of the heavenly bodies.

Predominant among the exercises for the visualization of stars and constellations were those involving the Pei-tou. For the Taoists, the Pei-tou is made up of seven visible and two invisible stars. Owing to its circumpolar position as the central axis of Heaven it was always visible. Its handle indicated the progress of the year and determined the four seasons and the degrees of Heaven. Visualization of the Pei-tou was practiced in different ways, either in communal rituals or in individual exercises. The adept marked the place of the stars of the constellation in the holy enclosure and then proceeded to "pace the stars." Each time he stepped on one of them he visualized its divinity with all its attributes. The devotee accompanied this practice by holding his breath. swallowing, and reciting various invocations. The walk was performed according to the "steps of Yu," a cosmogonic dance performed by the legendary hero Yu the Great of the Hsia dynasty. Yu was supposed to have limped and jumped as he walked, dragging one foot after the other, in the manner of a sorcerer in a trance. The Pao-p'u-tzu describes the "steps of Yu" as a process to be used before entering the mountains.

The Pei-tou visualizations were believed to help the adept to ascend to paradise. In the course of the visualizations he crossed the gates of the three celestial passes to enter the Yu-ching Heaven, where he undertook an excursion through paradise. Other exercises required the practitioner to visualize himself lying in the light of the Pei-tou or to visualize the divinities of each star nourishing him by the radiance of their light. The adept could also see himself ascending to paradise in the company of the Three Ones (i.e., the three divinities residing in the Cinnabar Fields).

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Breathing Techniques and Gymnastics. In conjunction with contemplation and meditation, breathing exercises, gymnastics, and dietetics were important techniques for the attainment of longevity. The efficacy of such practices was believed to lie in their clearing the channels of circulation, freeing the body of impurities, and nourishing the primordial breaths.

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Embryonic breathing (t'ai-hsi). Among breathing exercises, the process known as t'ai-hsi ("embryonic breathing") occupied a central place. The interpretation of this ancient expression differed according to the school and the period. Embryonic breathing is often described as "the art of breathing through the umbilical cord like the fetus in its mother's womb." Following one definition, it consisted primarily of retaining the breath (pi-ch'i), a technique that resembles the pranayama of the Indian yogins. In his Pao-p'u-tzu, Ko Hung advocated that beginners retain their breath for a period of 120 ordinary respirations, and that advanced adepts try to reach as many as 1 ,000 respirations. Having attained this stage, one became an immortal. According to other texts, embryonic breathing involved the retention and absorption of the breath (fu-ch 'i, "feeding upon breath"), a process also used in dietetics. The absorbed breath may be either the external or internal breath. Since the retention of breath was often ruinous to the health, some masters replaced it with "tenuous breathing." This process, attributed to the Indian monk and legendary first patriarch of the Ch'an school, Bodhidharma, advocated concentration on breathing followed by the practice of nei-kuan ("inner vision"). Through "tenuous breathing" (mien-mien jo ts'un) the adept achieved the return to the Origin, for, says one text, "the common man breathes by the throat, the sage inhales the breath and preserves it in the ocean of breath." The adept practices long, slow breathing until the day when his breathing becomes so imperceptible that a feather placed on his nose remains unmoved. At this point it is said that breathing has "ceased." Some interpret this statement to mean that the adept then breathes through the navel, whereas others believe that he breathes through the heels, like the sage referred to in the Chuang-tzu.

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Guiding the breath (tao-yin). The ancient technique of guiding and directing the breath is a combination of meditation practices, breathing techniques, and gymnastic exercises that make the body supple. The most ancient of these methods seems to have been the "dance of the five animals" mentioned to the Chuang-tzu. It involved imitating certain movements attributed to the tiger, bear, monkey, deer, and owl. The gestures were accompanied by mental concentration, which directed the breath to the different parts of the body so as to insure a better circulation of the blood and breaths. In the course of centuries, other gestures were added and the techniques of tao-yin became more and more refined.

To be most effective, tao-yin had to be accompanied by a diet that prohibited cereal-based foodstuffs, for such vulgar foods were thought to strengthen the "three corpses," or principles of death within the body of man.

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Sexual Practices (Fang-chung). Among the recipes for longevity, those related to the fang-chung shu ("art of the bedroom") were particularly important. The Han shu (I-wen chih) lists eight works on the subject. This art, attributed to ancient sovereigns, was supposed to enable one to reduce one's desires in order to enable the adept to attain longevity. Like the gymnastic and breathing practices, the art of fang-chung first developed independently of Taoism.

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Alchemy. Among the Taoist techniques of immortality, alchemy is perhaps the most significant. Two types of alchemy may be distinguished: wai-tan ("external alchemy," also called laboratory alchemy) and nei-tan ("inner alchemy"), the concoction, in meditation, of internal elixirs of immortality. The former was an ancient technique developed by the fang-shih ("prescription-masters"), the heirs of the ancient smelters, metallurgists, and magicians. Nei-tan gained popularity during the Middle Ages, when Taoist adepts began to apply alchemical theories to the body, using other techniques of longevity, such as meditation, breathing, dietetics, and gymnastics. The alchemy practiced by the fang-shih was closely related to the Yin-yang Five Elements theories expounded by Tsou Yen.

Physical immortality was the first goal of Chinese alchemy, although later its techniques were used to produce artificial gold and silver for profit. Ancient terminology, however, established a clear distinction between these two kinds of alchemy. The word tan (cinnabar, pill, elixir, and the color red) came to mean alchemy in general. It is used in very important alchemical expressions like chin-tan (gold cinnabar, gold elixir, alchemy), lien-tan (smelting or purification of cinnabar or elixir), and later wai-tan and nei-tan. Cinnabar, as well as some other natural stones and drugs, had been associated with the notion of longevity since antiquity.

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Alchemical theory. The theory of alchemy encompasses the whole range of naturalistic thought and Chinese conceptions of the universe, including the permutation laws of the I ching, the notions of yin and yang, the Five Elements, the climatic changes, and the divisions of time. Although alchemical experiments gave rise to numerous important, but incidental, discoveries (such as gunpowder), the main goal remained the discovery of an elixir that would make the body imperishable. It was believed that, given sufficient time (some texts speak of 4320 years), stones and metals would be transmuted into cinnabar or gold. The alchemist obtained the same result with his equipment by accelerating the process of transformation. The ingredients of alchemy were presumed to possess magical affinities. They were classified as either yin or yang, and a "theory of categories" gradually developed according to which an amalgam would be composed by mixing only those ingredients belonging to the same group.

The "marriage" of ingredients was shrouded in mystery. The rituals associated with alchemy included selection of an auspicious location, demarcation of the holy precinct, installation of the laboratory , and consecration of the utensils. The alchemical process itself was accompanied by imprecations, invocations, talismans, prayers, and fasts. The alchemist performed both internal and external purification. Through his work he became the master of time and space, for in addition to choosing and blending the ingredients, he supervised the process of transmutation in the microcosm-symbolized by the oven and the caldron. By increasing and reducing the intensity of fire (called huo-hou, "fire phasing") the alchemist imitated the cosmic rhythms. In accordance with the symbolic system, he could also accelerate the process to suit his own purposes. Thus, the transformation of metal, which would take thou- sands of years in the natural world, could be accomplished by the alchemist in a year, a month, a day, or even an instant. The sublimation of the ingredients was also connected with the notions of cyclical renewal and the return of all things to their most perfect state or origin. This is implicit in the names of some elixirs listed in the Pao-p'u-tzu, such as huan-tan ("returned cinnabar") or chiu-chuan huan-tan ("cinnabar returned nine times").

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Development of modem techniques: Internal alchemy (nei-tan). It was primarily under the T'ang and Sung dynasties that the technique of nei-tan spread. During the Sung dynasty, nei-tan represented a syncretistic system whereby the ancient techniques of longevity were practiced under the guise of alchemical theories and language. But it is difficult to speak of only one technique of nei-tan because each master and each Taoist group devised its own system.

The development of nei-tan in the Sung dynasty was marked by the appearance of a series of prose texts attributed to the semi legendary immortals Chung-li Ch'uan and Lu Tung-pin (thus, the abbreviated expression Chung-Lu), which clearly describe a system of nei-tan, and by the emergence of a poetic alchemical tradition distinctly influenced by Ch'an Buddhism. Both of these nei-tan traditions relied on two works, still influential today: the Pi ch'uan cheng-yang chen-jen ling-pao pi-fa (Secret Transmission of the Ultimate Methods of the Ling-pao of the Perfect Man of the True Yang; eleventh century) and the Wu-chen p'ien (Book of the Realization of Perfection) by Chang Po-tuan (d. 1082). The commentator of the Wu-chen p'ien, Weng Pao-kuang, was himself influenced by the Chung-Lu texts, using the terminology and notions found there to explain the Wu-chen p'ien. In his preface, dated 1173, he claims to divulge the secret teachings of Chang Po-tuan concerning the great medicine of the gold elixir. To refine the elixir one must first take the primordial breath as the basis, then establish the yin cauldron and yang store, and finally, gather into the cauldron the Primordial Breath, which will thereupon form a parcel the size of a grain of millet. It is this grain that is called chin-tan ("gold elixir"). One then swallows the chin-tan and guides it into the five viscera, where it will attract the breath (ch'i) and essence (ching) of the body and immobilize them, thereby preventing their escape. Afterward one induces the chin-tan to circulate, thereby nourishing the breath and essence, which then transform into a gold liqueur.

One day this liqueur will rise from the coccyx and reach the ni-wan (probably from an early transcription of the Sanskirt word nirvana) in the brain: this is the chin-i huan-tan ("gold liqueur returned cinnabar"). When the chin-i huan-tan, shaped like the egg of a sparrow, descends into the mouth, it is then swallowed and guided to the Lower Cinnabar Field where it coalesces to become the "holy embryo." After a ten-month gestation period, the Holy Embryo will be born in the form of an earthly immortal (a rank inferior to that of the celestial immortals). Having reached this stage, the adept must withdraw from the world and practice pao-i ("embrace unity") for nine years, at the end of which time body and spirit will both be perfect.

Adapted from the Encyclopedia of Religion. 1987. Eliade, M., Ed. MacMillan Publishing Co., Inc., NY.


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